ICO Reprimands Law Firm for GDPR Breach  – Your Front Page For Information Governance News

ICO Reprimands Law Firm for GDPR Breach  – Your Front Page For Information Governance News

October 14, 2024


Last week, the Information Commissioner’s Office (ICO) issued a reprimand to a Hampshire law firm following a data breach that affected over 8,000 individuals. 

Levales Solicitors LLP, a law firm specialising in criminal and military law, was fined after an unknown cyber-attacker gained access to its secure cloud-based server.
The attacker used legitimate credentials to infiltrate the system, eventually leaking personal data on the dark web including  

  • Name, Address, Date of Birth
  • National Insurance Numbers 
  • Criminal data, including allegations, investigations, and prosecutions 
  • Details of complainants, victims (including children), and legally privileged information 
  • Prisoner Numbers, Health Status, and previous convictions 

A total of 8,234 data subjects were affected by the breach, with 863 individuals considered at high risk of harm due to the nature of the sensitive data involved.
This included data related to serious offences such as murder, terrorism, sexual offences, and matters involving vulnerable adults or children. 

The ICO’s reprimand focuses on the infringement of two key articles of the UK GDPR: 

  • Article 32(1)(b): The need to ensure ongoing confidentiality, integrity, availability, and resilience of processing systems. 
  • Article 32(1)(d): The requirement to implement appropriate technical and organisational measures to ensure a level of security appropriate to the risks involved. 

What Went Wrong? 

The ICO found that Levales Solicitors LLP failed to ensure the ongoing confidentiality of its systems, making it vulnerable to the cyberattack (Article 32(1)(b)). Several critical issues were identified by the ICO: 

No Multi-Factor Authentication (MFA): MFA, a basic yet crucial security measure, was not in place for the domain account affected by the breach. This allowed the attacker to access the system using stolen credentials. Despite its simplicity, MFA is considered one of the most effective ways to prevent unauthorised access. 

Weak Password Management: Levales had no clear password policy in place at the time of the breach, relying instead on computer prompts to guide password strength and updates. The lack of a formalised approach to password management further exposed the firm’s systems to risk. 

Unknown Point of Compromise: Levales Solicitors LLP was unable to determine how the attacker obtained the credentials, demonstrating a lack of sufficient oversight into how the breach occurred. 

The ICO also criticised Levales for failing to implement appropriate technical and organisational security measures (Article 32(1)(d)). Notably: 

Outsourced IT Management: Levales had outsourced its IT management but had not reviewed or updated security measures since 2012. The firm was unaware of basic security processes, such as detection, prevention, and monitoring systems in place with their third-party provider. 

Inadequate Contract Reviews: The ICO expects that organisations outsourcing services conduct regular reviews to ensure security measures are up-to-date and appropriate. Levales had not reassessed their IT service contract since signing it, leaving potential vulnerabilities unchecked. 

The National Cyber Security Centre (NCSC) provides a 12-step guide on supply chain security, which advises that vulnerabilities within contracts can be easily exploited if the responsibilities and security measures between the provider and controller are not clearly defined or regularly reviewed. 

Despite these significant failings, the ICO did acknowledge that Levales had taken remedial steps following the breach, including: 

  • Introducing Multi-Factor Authentication (MFA) for all user accounts. 
  • Updating service contracts with third-party providers to ensure better security. 
  • Conducting a comprehensive review of existing systems and prioritising firewall upgrades. 

After taking all factors into consideration, including the remedial steps taken by Levales, the ICO decided to issue a formal reprimand under Article 58(2)(b) of the UK GDPR.  

Key Takeaways  

The decision reflects the seriousness of the firm’s failings in securing sensitive personal data and underscores the importance of robust data security practices for all organisations, particularly those handling highly sensitive information. All businesses are advised to take the following steps to comply with GDPR requirements: 

  • Implement Multi-Factor Authentication (MFA) for all accounts to reduce the risk of credential theft. 
  • Ensure that password policies are robust and regularly reviewed. 
  • Review contracts with third-party service providers to confirm that appropriate security measures are in place and understood by both parties. 
  • Regularly assess and update security systems to ensure they remain effective against evolving cyber threats. 
  • Document and monitor the security measures in place, ensuring that they are tailored to the specific risks associated with the data being processed. 

This is not the first time that a law firm has been found to be in breach of GDPR.
In 2022 fined Tuckers Solicitors LLP £98,000 for a data breach of GDPR.
The fine followed a ransomware attack on the firm’s IT systems which saw the attacker had encrypting 972,191 files, of which 24,712 related to court bundles.  60 of those were exfiltrated by the attacker and released on the dark web.  Some of the files included Special Category Data. Tuckers reported the breach to the ICO as well as affected individuals through various means including social media.  

The ICO concluded that were a number of areas in which Tuckers had failed to comply with, and to demonstrate that it complied, with the Security Principle. Their technical and organisational measures were, over the relevant period, inadequate.
Amongst other things the lack of Multi-Factor Authentication was highlighted by the ICO. 

Data security is a cornerstone of GDPR compliance, and reprimand involving Levales Solicitors LLP highlights the potential consequences of not taking proper precautions. Organisations should treat this as a wake-up call to evaluate and strengthen their own data protection measures, particularly in areas where sensitive or high-risk data is involved. 

We have two workshops coming up (How to Increase Cyber Security in your OrganisationandCyber Security for DPOs) which are ideal for organisations who wish to up skill their employees about cyber security. See also ourManaging Personal Data BreachesWorkshop. 

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Author: actnowtraining

Act Now Training is Europe’s leading provider of information governance training, serving government agencies, multinational corporations, financial institutions, and corporate law firms.
Our associates have decades of information governance experience. We pride ourselves on delivering high quality training that is practical and makes the complex simple.
Our extensive programme ranges from short webinars and one day workshops through to higher level practitioner certificate courses delivered online or in the classroom.
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